Public companies, pre-IPO organizations, and businesses navigating complex financial reporting requirements rely on AAFCPAs for knowledgeable SOX 404 compliance consulting. Our seasoned advisors help you design, test, and enhance internal controls over financial reporting (ICFR), ensuring regulatory compliance and operational efficiency.
Comprehensive SOX 404 Services & Internal Controls Support
Risk Assessment & Risk Analysis
- Understand the tone-at the top (Entity Level Controls)
- Using a risk-based approach, identify in-scope cycles
- ITGC & Cybersecurity Advisory
Internal Control Design & Testing
- Identify controls that mitigate risks
- Perform initial assessment and gap analysis
Remediation & Process Improvement
- Understand and remediate gaps
- Address deficiencies with practical, scalable solutions
Perform Testing and Form Conclusion
- Collect samples and perform testing and testing documentation
- Work with external auditors to align testing, where applicable, so reliance is possible
- Assess deficiencies and form conclusion for management
Why Clients Choose AAFCPAs for SOX 404 Consulting
Dedicated Controls Practice with Proven SOX 404 Experience
AAFCPAs has a dedicated controls practice with significant SOX 404 consulting experience. Our team consists of CIOs, systems configuration auditors, former CFOs, change management specialists, and a certified ethical hacker, all professionals with practical experience addressing the challenges encountered by public companies, pre-IPO organizations, and businesses managing complex financial reporting requirements.
Streamlined SOX 404 Solutions for Busy Professionals
Our process is client-centric, using agile methods to create efficiency and minimize disruptions. Our project management tools provide you with a dashboard to report progress, ownership, and timing of testing, eliminating any guesswork about tasks and status. We encourage controls rationalization where it makes sense and collaborate with financial statement auditors to increase reliance on our testing, thereby reducing their total effort and cost.
Top 100 U.S. CPA Firm with a People-First Culture
AAFCPAs is a 350+ person CPA firm with a deep bench, recognized as a U.S. top 100 CPA and Consulting firm and registered with the PCAOB. Our strong, people-first culture attracts and retains top talent which drives the delivery of exceptional service and value, providing a truly unique and personalized experience for each client.
Contact our Team
With deep expertise in governance, risk, and compliance (GRC), we provide practical, technology-driven solutions tailored to your needs. Whether you are a public company, preparing for an IPO, or strengthening your financial controls, AAFCPAs ensures a seamless, cost-effective compliance process.
Jennifer Le Vine
Sumit Saxena
Mr. Anderson
James Jumes
Contact Us
We look forward to speaking with you to determine how we may best solve your needs. A firm representative will reach out to you within one business day. Looking for additional ways to reach us? Visit our Contact Page. >>